Avisen Legal

Securities Law at Avisen Legal

Our Philosophy

At Avisen Legal, we are dedicated to strengthening businesses by facilitating the crucial process of raising capital. Our approach focuses on strategic growth, ensuring businesses are poised to advance their objectives effectively and sustainably. 

Practice Summary

At Avisen Legal, our Securities Law team works closely with you to fine-tune your business structure, making it more appealing to potential investors. We help you adjust your company’s documents to allow for new investments while making sure you stay in control according to your plans.

We also guide you through the complex regulatory landscape, ensuring that your offerings are structured to meet all compliance requirements. Our team assists in preparing and managing all necessary filings and maintains meticulous records to support the outcomes of your offerings.

We can also help you set up a clear and efficient system for keeping investors informed, which involves creating easy-to-understand reports and making sure information is shared regularly. This helps build trust with your investors and keeps your business operations transparent, reducing the likelihood of misunderstandings or disputes.

We prioritize the confidentiality and data privacy of all our client work, ensuring that sensitive information is managed with the utmost care throughout every transaction.

Our goal is to guide you through the securities process smoothly, ensuring that your business is well-prepared and poised to grow.

Attorneys

Minneapolis Securities Lawyers & Law Firm

Our Unique Approach to Securities Law 

At Avisen Legal, we work regularly with privately held businesses and emerging growth companies seeking to raise capital for growth or balance sheet recapitalization. Our unique approach involves us building a detailed understanding of your business model, enabling us to tailor financial solutions that precisely fit your needs, whether through equity, debt, or hybrid financing structures.  

For clients referred to us by other law firms that don’t work in securities law, we provide a reliable partnership with the assurance that we will not attempt to poach your client. We pledge that after the securities transaction is finalized, we will send your client back to you. 

We adeptly navigate the complexities of various financing stages, from initial fundraising to sophisticated series A rounds and beyond, ensuring a streamlined process that aligns with both federal and state blue sky regulations.  

We work closely with key stakeholders, including CFOs and financial advisors, to develop and implement a strategic capital plan that is both ambitious and achievable. 

The Securities Law Spaces We Work In 

Our securities experience covers a wide range of industries, including: 

  • Real estate development 
  • Renewable energy, including biogas and RNG 
  • Fintech platforms 
  • Manufacturing  
  • Trucking and distribution 
  • Mining sectors 
  • Investment advisors and wealth managers 
  • Medical device 
  • Serial entrepreneurs raising capital for acquisition or growth   
  • Any other industry looking to raise money 

We ensure that your securities offerings comply with the Investment Company Act and the Investment Adviser Act, including determining whether specific plans require registration or qualify for exemptions. 

We handle everything from private placements to complex compliance with federal and state securities laws. 

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Ready to Grow Your Business?  

Let’s get ready to foster your growth with strategic capital raising. Contact Avisen Legal today to learn how our Securities Law experience can serve your business needs. 

Frequently Asked Questions About Minneapolis Securities Law

What types of businesses can benefit from your services?

Any business seeking to raise capital, from startups in the fintech space to established real estate developers, to medium-sized companies looking to attract more investment capital can all benefit from our tailored services.

How do you ensure compliance with securities laws?

We meticulously manage every aspect of the offering process, from document preparation to final filings, ensuring full compliance with both state and federal laws.

Can you help with both debt and equity offerings?

Yes, our team is equipped to assist with all types of capital raising, including debt, equity, hybrid, and convertible securities.

What support do you offer for first-time entrepreneurs?

We provide detailed guidance on the legal and strategic aspects of raising capital, helping first-time entrepreneurs understand their options and obligations.

How do you support companies during major financial transactions?

We work closely with your finance and executive teams to develop a capital plan and execute transactions that align with your business goals and comply with applicable laws and regulatory requirements.

How do you handle confidentiality and sensitive information during transaction

We prioritize the confidentiality of all our client matters and ensure that sensitive information is handled with the utmost care and in alignment with all necessary data privacy requirements.

How does Avisen Legal handle potential conflicts of interest in investment deal

We conduct thorough conflict checks to identify any potential conflicts of interest early in the process, ensuring that all parties are aware and if they exist, that appropriate measures are taken to address them.

How can you assist businesses looking to buy out existing shareholders?

We provide strategic advice and legal services for structuring and negotiating buyouts that align with your business goals, ensuring the process complies with all federal and state securities laws. We specialize in crafting and executing employee stock option plans that are tailored to meet your business goals while ensuring full compliance with applicable legal requirements.

What is your approach to managing the risks associated with securities transactions?

Our approach includes comprehensive risk assessment, strategic planning, and the implementation of risk mitigation strategies to protect your interests throughout the transaction process. Ultimately, risk becomes a business decision and we help you understand your risks and develop a plan that works for you.

Can you guide us through offering stock options to employees?

Yes, we focus on crafting and executing employee stock option plans that are tailored to meet your business goals while ensuring full compliance with relevant laws. 

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Avisen Legal

901 Marquette Avenue South
Suite 1675
Minneapolis, MN 55402
Office: (612) 584-3400
Mail: hello@avisenlegal.com

Business Hours:
Monday – Thursday: 8:00am to 5:00pm
Friday: 8:00am to 3:00pm through Labor Day
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